Nelson Mullins Riley & Scarborough LLP
Thomas Ferrigno focuses on securities enforcement matters and his 30 years of legal experience includes the representation of public companies, broker-dealers, investment advisers and individuals in investigations and litigation conducted by the Securities and Exchange Commission, the Department of Justice, FINRA and other governmental and quasi-governmental authorities. Tom also provides disclosure advice to corporations, counsels broker-dealers and investment advisers regarding regulatory requirements, and conducts internal investigations.
Prior to joining Brown Rudnick, Tom was a partner with Fulbright & Jaworski L.L.P. Before entering private practice he held the position of Chief Counsel in the SEC's Division of Enforcement.