Thomas A. Ferrigno
101 Constitution Avenue, NW, Suite 900 Washington, District of Columbia 20001
Firm:
Nelson Mullins Riley & Scarborough LLP
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Overview
Tom Ferrigno is a partner based in Nelson Mullins Riley & Scarborough LLP’s Washington, DC office where he focuses on securities enforcement matters. His 30 years of legal experience includes the representation of public companies, broker-dealers, investment advisers, and individuals in investigations and litigation conducted by the Securities and Exchange Commission, the Department of Justice, FINRA, and other governmental and quasi-governmental authorities. He also provides disclosure advice to corporations, counsels broker-dealers and investment advisers regarding regulatory requirements, and conducts internal investigations. He is a former Chief Counsel in the SEC's Division of Enforcement.
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Awards
- Recognized by Woodward/White's The Best Lawyers in America, in the areas of Corporate Compliance Law and Corporate Governance Law.
Education
Georgetown University, J.D.
Graduated 1974
Georgetown University, BA
Graduated 1971
Contact Details and Office Locations
Office: (202) 689-2800
101 Constitution Avenue, NW, Suite 900
Washington, District of Columbia 20001
Washington, District of Columbia 20001
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