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Mr. Alexander concentrates in banking, investment company, broker-dealer and investment adviser law. He formerly served as Primary Outside Counsel to the National Society of Compliance Professionals, an association of investment adviser and broker-dealer compliance... Read More.
K&L Gates, Washington, D.C.: Partner (1992 - present), Associate (1987 - 1992), practicing primarily in the field of investment management law. Mr. Delibert represents and advises U.S. investment companies, investment advisers, investment company independent... Read More.
Stacy L. Fuller is a member of the firm’s Investment Management practice group. Her focus is on serving the needs of registered investment companies and, in particular, exchange-traded funds (ETFs) and funds of funds. Ms. Fuller joined the firm in 2007 from the... Read More.
David M. Leahy is a partner and co-leader of the Investment Management Group in the Washington, D.C. office. His practice consists of counseling both domestic and foreign investment companies and their directors, investment advisers and... Read More.
David C. Mahaffey is the managing partner of the Washington, D.C. office, as well as the co-leader of the Investment Management Group. Prior to joining Sullivan & Worcester, Mr. Mahaffey was Special Counsel in the Washington, D.C.... Read More.
Mutual Funds Law, Securities / Capital Markets Law
Mr. Miller is the firm’s Global Integration Partner. He also serves as one of three Practice Area Leaders of K&L Gates’ Financial Services practice, which includes the Investment Management and Consumer Finance practice groups. Mr. Miller's practice... Read More.
Chris Palmer is chair of the Business Law Department in Goodwin Procter’s Washington, D.C. office, and is a member of the Financial Services Group. Chris focuses his practice on securities, investment management and insurance matters. Chris represents mutual funds,... Read More.
Robert Plaze is one of eight corporate partners and counsel with principal responsibility for our ongoing representation of nearly 850 mutual funds, closed-end funds, ETFs and business development companies (or their independent board members), as well as investment... Read More.
Bob Wittie is a partner in the K&L Gates finance and investment management practices, concentrating on securities-based financial transactions and the regulation of financial institutions. He represents financial services clients in connection with a wide range of... Read More.
Mutual Funds Law, Securities Regulation, Corporate Governance Law
Mr. Zutz is a partner in the Washington, D.C. office of K&L Gates who has more than 30 years of experience as a securities lawyer. His practice focuses on the representation of investment companies, their independent directors and trustees, investment advisers and... Read More.
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