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Mr. Alexander concentrates in banking, investment company, broker-dealer and investment adviser law. He formerly served as Primary Outside Counsel to the National Society of Compliance Professionals, an association of investment adviser and broker-dealer compliance... Read More.
Stuart Coleman has counseled registered funds and their independent board members and market-leading investment advisers for more than 35 years, through cycles of industry expansion and innovation and in times of economic and regulatory crisis. His clients include... Read More.
K&L Gates, Washington, D.C.: Partner (1992 - present), Associate (1987 - 1992), practicing primarily in the field of investment management law. Mr. Delibert represents and advises U.S. investment companies, investment advisers, investment company independent... Read More.
Carl Frischling, Chair of the Financial Services Group, advises financial services firms on financial services law, financial services regulation, investment company law and the law governing mutual funds. Mr. Frischling counsels clients on all the legal facets of... Read More.
Stacy L. Fuller is a member of the firm’s Investment Management practice group. Her focus is on serving the needs of registered investment companies and, in particular, exchange-traded funds (ETFs) and funds of funds. Ms. Fuller joined the firm in 2007 from the... Read More.
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