John is an experienced attorney advising clients on mutual funds, closed-end funds, BDCs, managed futures funds, derivatives, swap contracts, structured financings, distribution and sales of investment company securities, investment adviser and broker dealer regulation; compliance advice, mock SEC examinations and internal investigations. John has served as counsel to an SEC receivership.
What legal services does this lawyer offer?
Financial Services Regulation Law
Corporate Governance Law
Investments: Management and Disputes
Mutual Funds Law
Securities Regulation
Bar Admissions
Pennsylvania
Admitted in 2006
United States District Court for the Eastern District of Pennsylvania